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SERVICES 

We develop customized audit and compliance schedules with each client based on risk. Clients may select from a list of services and dictate the scope. Our audit coverage goes well beyond industry standards, while valuing your time with concise request lists for optimal review of the requested areas. All costs are disclosed upfront to create transparency. We offer both remote and on-site reviews to maximize your budget and maintain efficiency.  Request a proposal today!

Law Books

Compliance

Flexible Payment Planning

Lending

Signing Contract

Audit & Special Services

Compliance Audit or Consulting Services
Fair Lending Self Assessment
Training & Compliance Support
Policy, Procedure, and Tool Development
Risk Assessment

Loan Review
ALLL Analysis/CECL
Credit Analysis
Financial Spreads
Quality Control Review

Internal Audit
Operations Audit
State Requirements 
IT Audit/Pen Tests
GLBA Social Engineering
Trust Audit
HR Audit
Due Diligence
Policy and Procedure Development
Management Study 
Department Analysis  
Workflow Optimization
Social Engineering
Vendor Management and RA
Outsourced IT


Accounting Dept Review
Accounts Payable
ACH
Asset Liability Management
ATMs, Safety and Lighting and ADA Each 
Bank Controlled Accounts
BOD Management Supervision
Branch Review 
Call Report 
Collections or Cash Items

Collections Department 
Commercial Real Estate (CRE)
Debit Cards, Prepaid, Payroll NEW
Deposit Dept Review
Deposit Operations
Directors Exam
Due Diligence 
Due From or Correspondent Act

Dormant Accounts

Electronic Banking
Employee Account Review
Finance Dept Review
Financial Review

FDICIA Preparation

Garnishment, Reclamation, and Escheatment
General Ledger
GLBA Call NEW
GLBA Email NEW
GLBA Fax NEW
GLBA Physical
High Level Control Review
Insurance Risk Management
Interest Rate Risk
Investment Portfolio
IT Audit

Instant Issue Debit Cards
Loan Dept Review
Loan Operations
Management Analysis
Merchant Capture and RDC 
Merchant, RDC, Mobile NEW
Mortgage Operations
NDIP: Non Deposit Investment Products
Overdraft Clearing Review
Overdraft Practices Review NEW
Payroll
Penetration Testing
Personnel/Human Resources
Prepaid
Proof and Branch Capture

Remote Deposit Capture:Merchant/Mobile

P2P/POP
Quality Control Review
Record Retention

Retail Lending
Risk Management
Security and Alarms
Strategic Planning 
Surprise Cash Audit(S) 
Trust & Investment Review
Vendor Management Review
Wire Transfer and Operations


ALM/BSA
ATR Rules
CAN-SPAM
Deposit Compliance Monitoring
Equal Opportunity Credit
Elder Abuse
Fact Act Red Flags/ID Theft
Fair Housing
Fair Lending Side by Side
Federal Deposit Insurance 
Flood
HOEPA/HPML
Home Owners Protection Act
Home Owners Protection Act NM
HMDA
IRS Reporting Requirements (1099/1098)
Reg B. Appraisal Rules NEW
Regulation B: Denials
Overdraft Protection Review
Regulation P: Privacy & GLBA FTC Rules NEW
Regulation BB: CRA
Regulation GG: Internet Gambling
Regulation AA: UDAAP
Regulation C HMDA File Review
Regulation CC and Check 21
Regulation D
Regulation DD: Truth in Savings
Regulation E 
Regulation F: Fair Debt Collection Practices Act
Regulation O: Loans to Insiders
Regulation R: Broker Dealers
Regulation U: Loans Secured by Margin Stock
Regulation V: Fair Credit Report Act
Regulation X: RESPA
Regulation Z: Truth in Lending
Right to Financial Privacy
SAFE ACT
Service Member Relief Act/Military Lending Act
Social Media Compliance NEW
Website Disclosure and Advertising NEW
Website ADA Review Coming Soon

List of Services

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